Privacy Policy

Karpus Investment Management is committed to client confidentiality and the protection of your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. “Personal Information” refers to the non-public financial information obtained by Karpus Investment Management in connection with carrying out our services.

Information We Collect

Karpus Investment Management collects Personal Information as part of our relationship with you to provide client services and fulfill legal and regulatory requirements. The type of information Karpus Investment Management collects could include:

  1. Information Karpus Investment Management receives from you on forms (such as name, address, Social Security number, profile documents, assets and income); and
  2. Information you provide Karpus Investment Management directly about your personal finances or personal circumstances or which Karpus Investment Management may receive from brokerage statements or other information you authorize Karpus Investment Management to receive.

Information Disclosed in Administering Products and Services

Karpus Investment Management will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. Karpus Investment Management does not sell any personal information about you to any third party. Karpus Investment Management will not disclose personal information without your authorization, except as required or permitted by law.

Procedures to Protect Confidentiality and Security of Your Personal Information 

Karpus Investment Management has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. In addition, Karpus Investment Management maintains physical, electronic and procedural safeguards to guard your non-public personal information.

Karpus Investment Management will update its policy and procedures when necessary to ensure that your privacy is maintained and that Karpus Investment Management conducts business in  a way that fulfills our commitment to you. If Karpus Investment Management makes any material changes in its privacy policy, we will make that information available to clients through our Web site and/or other communications.